Investor Education

Featured Resources

Ask and check before you invest!

Ask & Check!


FINRA BrokerCheck

With FINRA BrokerCheck, you can get background and license info about an investment adviser or securities agent, commonly known as a stockbroker.

As an online resource, you can conduct a background check of an investment professional and the company with a CRD/IARD report from the Financial Industry Regulatory Authority's BrokerCheck. For investment advisers and their representatives, visit the Investment Adviser Public Disclosure (IAPD) database.

NOTE:  When conducting your search, look for public disclosures regarding both the individual and the company as the company may have legal actions taken against it

Spotlight

A financial literacy calendar can be a powerful tool to help you stay organized and well-informed throughout the year. By focusing on different financial literacy topics each month, you can create a roadmap in your life and as well as for your financial literacy initiative and social media content. This Investor Education online 12-month calendar will not only assist you in staying on schedule but also act as a central point for all your significant dates, such as events, birthdays, anniversaries, and more. With a thoughtfully crafted financial literacy calendar, you can ensure consistent engagement with important topics. Hyperlinks have been added within the online calendar for easy access to trusted resources. The calendar can be printed here as well. 

NEW MI Investor Guide

Our goal in providing this Guide is to help you become an informed, educated investor. Included are clear explanations of the types on investments you may consider, strategies to manage investment risk, and information about investing with the goal of building a financially secure retirement. Equally important is information that will help you to protect yourself against financial fraud and make knowledgeable decisions about higher-risk investments. In addition to detailing common warning signs of fraud and what to do if you suspect a violation of the law, we have highlighted some specific investment threats facing Michigan investors and how to avoid them.

MI Investor Guide