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Investment Adviser Representatives

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Order Waiving the Renewal Fee for Individuals on Active Military Duty

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 •  Investment Advisers
 •  Non-FINRA or Issuer Securities Agents: How To Register
 •  Non-FINRA Broker-Dealers: Once Registered
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 •  Investment Adviser Representatives: Once Registered
 •  Investment Advisers: Once Registered
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 •  Non-FINRA and Issuer Securities Agents: Once Registered
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