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Introduction

Securities broker-dealers are defined in and regulated by the Michigan Uniform Securities Act, Public Act 265 of 1964, as amended.

FINRA Securities Broker-Dealers

• How to Become Registered as a Securities Broker-Dealer

• Once a FINRA Securities Broker-Dealer is Registered

• How to Withdraw a FINRA Broker-Dealer's Registration

Non-FINRA Securities Broker-Dealers

• How to Become Registered as a Non-FINRA Securities Broker-Dealer

• Once a Non-FINRA Securities Broker-Dealer is Registered

• How to Withdraw a Non-FINRA Broker-Dealer's Registration


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