Browsers that can not handle javascript will not be able to access some features of this site.
Skip Navigation
Department of Energy, Labor & Economic GrowthMichigan.gov, Official Web Site for the State of Michigan
Michigan.gov Home DELEG Home | Sitemap | Contacts | Online Services | Agencies
Office of Financial and Insurance Regulation
> Consumer Services
> Industry Services
> Licensing
Adjuster
Agents - Securities
Broker/Dealer - Securities
Consumer Financial Services
Counselor
Credit Card
Debt Management
Deferred Presentment
Education
Examinations
Foreign Risk Retention Group
Investment Adviser
Managing General Agent/Agency
Money Transmission Services
Mortgage Brokers, Lenders, and Servicers
Mortgage Loan Officer Registration
Motor Vehicle Installment Seller/ Sales Finance Co
Producer/Agency - Insurance
Producer/Individual - Insurance
Purchasing Group
Regulatory Loan
Solicitor
Surplus Lines Agency
Surplus Lines Producer
Third Party Administrator
> Statutes, Rules and Regulations
> Hearings and Decisions
> Bulletins
> Forms
> Publications
> Who We Regulate
> Frequently Asked Questions
> Related Links
Inside DELEG
Agencies & Commissions
Commercial Services & Corporations
Construction Codes
Bureau of Energy Systems
DLEG Hearings, Appellate, Mediation and Rules
Jobs, Education & Training
Liquor Control
Metro Authority
DLEG MI Land Bank Fast Track Authority
MIOSHA
Wage Hour Division
Printer Friendly Version Printer Friendly   Text Only Version Text Version  Share this page.
Introduction

Securities broker-dealers are defined in and regulated by the Michigan Uniform Securities Act, Public Act 265 of 1964, as amended.

Non-FINRA Securities Broker-Dealers

• How to Become Registered as a Non-FINRA Securities Broker-Dealer

• Once a Non-FINRA Securities Broker-Dealer is Registered

• How to Withdraw a Non-FINRA Broker-Dealer's Registration

FINRA Securities Broker-Dealers

• How to Become Registered as a Securities Broker-Dealer

• Once a FINRA Securities Broker-Dealer is Registered

• How to Withdraw a FINRA Broker-Dealer's Registration


Michigan Business One Stop
Link to Department and Agencies Web Site Index
Link to Statewide Online Services Index
Link to Statewide Web-based Surveys
Link to RSS feeds available on this site
Quicklinks
 •  Customer Satisfaction Survey
 •  OFIR Administrative Rules
 •  Securities Bulletins
 •  Registration Exemption for Canadian Broker-Dealers
 •  Contact Us
 •  Michigan Uniform Securities Act, Public Act 265 of 1964
 •  Securities Releases

Michigan.gov Home | DELEG Home | State Web Sites
Accessibility Policy | Link Policy | Privacy Policy | Security Policy | Michigan News | Michigan.gov Survey

Copyright © 2001-2009 State of Michigan