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How to Withdraw a FINRA Securities Agent's Registration


A Form U-5 should be submitted electronically through the CRD System.

Within two years from the date of termination, the agent must become registered in Michigan or a state which requires a Series 63 (or Series 66) exam, or the agent will be required to retake the Series 63 exam.

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Related Content
 •  How to Become Registered as a FINRA Securities Agent
 •  Once An Agent is Registered as a FINRA Securities Agent

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