• FIS 0523 
Michigan Non-FINRA Broker-Dealer Renewal

• FIS 0524 
Michigan Issuer-Agent renewal

• FIS 0553 
Personal Balance Sheet

• Form BD 
Uniform Application for Broker-Dealer Registration

• Form BDW
Uniform Request for Broker-Dealer Withdrawal

• Form U-4 
Uniform Application for Securities Industry Registration or Transfer

• Form U-5
Uniform Termination Notice for Securities Industry Registration

• How to File a Complaint 

• FIS 0500 
Complaint Form

• Form U-4 
Uniform Application for Securities Industry Registration or Transfer

• Form U-5
Uniform Termination Notice for Securities Industry Registration

• Form ADV Instructions 

• Release No. 93-3-BD 

• FIS 0570 
Consent and Guaranty

• FIS 0569 
Investment Adviser Supplemental Application Form

• Form ADV 
Uniform Application for Investment Adviser Registration

• Form ADV Part II 
Part 2 of the Uniform Application for Investment Adviser Registration

• Form ADV-W
Notice of Withdrawal From Registration as Investment Adviser

• Michigan Uniform Limited Offering Exemption Information 

• Midwest Regional Review Forms

• Regulation D

• Form D 
Notice of Sales of Securities Pursuant to Regulation D [SEC 1972 (2-99)]

• NASAA SCOR Issuer's Manual 

• NASAA SCOR - U-7 

• FIS 0554 
Uniform Application to Register Securities (U-1)(SCOR)

• FIS 0555 
Instructions for Uniform Application to Register Securities (U-7)

• FIS 0563 
Securities Escrow Agreement (SCOR)

• FIS 0564 
Application to Register Securities by Notification

• FIS 0565 
Statement Demonstrating Eligibility for Registration by Notification

• FIS 0559 
Securities Sales Report

• FIS 0556 
Information Relative to Not for Profit Church Bond Financing

• FIS 0558 
Escrow Agreement

• FIS 0567 
ULOE Consent & Undertaking

• FIS 0568 
Confidential Report Form

• FIS 0557 
ACE-NET Report Form

• Form NF 
Uniform Investment Company Notice Filing

• Form U-1 
Uniform Application to Register Securities

• Form U-2a 
Uniform Corporate Resolution

• FIS 0530 
Application to Register Securities by Qualification

• FIS 0531 
Prospectus Instructions

• FIS 0532 
Business History

• FIS 0539 
Securities Escrow Agreement

• Overview of CR-Equity

• NASAA Statements of Policy (CR-Equity)

• Commonly Asked Questions (CR-Equity)

• Application form (CR-Equity)

• Regulation A Forms 

• FIS 0501 
Registration Application

• FIS 0560 
Consent to Service of Process

• FIS 0518 
Disclosure Statement Instructions

• FIS 0504 
Escrow Agreement

• FIS 0562 
Corporate Acknowledgment

• FIS 0502 
Occupancy/Sales and Proceeds Report