• Registration Exemption for Canadian Broker-Dealers 

• Exemption for Cross-Border Transactions Involving Foreign Private Issuers Exempt Under SEC Rules 801 and 802 

• General Exemption Order For Certain Mergers (issued 6-26-98) 

• Interpretive Order Concerning Certain Broker-Dealers, Their Agents and Investment Advisers who use the Internet for Distribution of Information on Products and Services (issued 9-24-97) 

• Limited Registration of Canadian Broker-Dealers and Agents (issued 6-27-96) 

• Securities Issued by Public Utilities (issued 7-17-96) 

• Offerings Made Through the Internet (issued 5-23-96) 

• The Philadelphia Stock Exchange, Inc. / The Pacific Stock Exchange, Inc. (issued 1-8-96) 

• Professional Limited Liability Companies (issued 3-24-94)